Stoltmann Law Offices is investigating John Olinghouse, a registered broker with HD Vest Investment Services. Mr. Olinghouse allegedly falsified numerous forms before submitting them to his brokerage firm between November 2011 and April 2015. The Financial Industry Regulatory Authority (FINRA) alleged that Olinghouse would copy and paste signatures from other customers’ documents or would use white-out to alter information already on the forms. This is against securities rules and regulations. Olinghouse’s brokerage firm, HD Vest, can be held liable for investment losses. The brokerage firm has an ironclad obligation to reasonably supervise its representatives. If it does not, it may be held liable for investment losses. Please call 312-332-4200 today if you suffered losses with Mr. Olinghouse. We may be able to sue HD Vest in the FINRA arbitration forum for you on a contingency fee basis. The call is free with no obligation.
Mr. Olinghouse was previously registered with Waddell & Reed, SunAmerica Securities, ING Financial Partners, HD Vest in Sparks, Nevada from June 2011 until April 2015 and Fortune Financial Services. He has one customer dispute against him. He is currently not registered and has been suspended from the industry, according to his online FINRA BrokerCheck report.
Disclaimer
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.
