What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: January 31, 2017

Did you lose money with Mark Miranda, a registered broker with NetWork 1 Financial? If so, those losses are potentially recoverable through the Financial Industry Regulatory Authority (FINRA) arbitration process on a contingency fee basis. Please call our Chicago and Barrington, Illinois-based securities law firm today for a free consultation with one of our attorneys to find out how you can sue NetWork 1 for losses. The call is free with no obligation. 312-332-4200.

Mark Miranda is the subject of at least seven customer complaints, has one tax lien and one bankruptcy filing, according to his online FINRA BrokerCheck report. He allegedly made unsuitable investments, unauthorized investments and churned accounts, among other securities law violations. Churning accounts (also referred to as excessive trading,) is a particularly egregious violation of securities laws because the broker uses this tactic to generate large commissions for himself, while many times causing the customer to pay large and unnecessary fees.

Miranda was registered with Investors Associates, IAR Securities Corp, Tasin & Co., Weatherly Securities, Ehrenkrantz King Nussbaum, Empire Financial Group and Obsidian Financial Group. He is currently registered with NetWork 1 Financial Securities in Syosset, New York and has been since December 2014. He has seven customer disputes against him, four of which are currently pending, according to his online, FINRA BrokerCheck report.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltmann Law Securities Investment Fraud Attorneys