Published On: May 30, 2015

Stoltmann Law Offices is investigating Gregory T. Dean, a broker with Worden Capital Management. He allegedly churned customer accounts and charged excessive commissions. He also allegedly made unsuitable investment recommendations between April 2012 and March 2013. Dean was registered with Metropolitan Life Insurance Company in New York, New York from March 2005 until April 2005, American Capital Partners in Wantagh, New York from May 2005 until February 2007, and J.D. Nicholas & Associates in Syosset New York from January 2007 until November 2014. He is currently registered with Worden Capital Management in Garden City, New York and has been since November 2014. He has six customer disputes against him, four of which are currently pending. If you lost money with Gregory T. Dean, please call our securities law firm at 312-332-4200 to speak to an attorney. We concentrate on suing firms such as Worden Capital Management for losses suffered because of their brokers. They had a duty to supervise Mr. Dean, and did not, so they may be held liable for his transgressions.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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