Stoltmann Law Offices is investigating Malcolm Jamal Babin, who entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA). Babin allegedly converted non-firm customer funds and engaged in undisclosed outside business activities while he was registered with PFS Investments. For this he was barred from the securities industry. If you invested money with Malcolm Jamal Babin, please call our securities law firm based in Chicago at 312-332-4200 to speak with one of our attorneys. The call is free with no obligation. PFS Investments can be sued for not properly supervising him while he was employed there. We take cases on a contingency fee basis.
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