What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: December 1, 2015

Stoltmann Law Offices is interested in speaking to those individuals who may have suffered losses in structured notes created by Credit Suisse. The attorneys at Stoltmann Law Offices may be able to help those investors recover losses through a Financial Industry Regulatory Authority (FINRA) arbitration claim against the brokerage firm who recommended the investment. Structured notes are complex derivative products created by investment banks. They are packaged debt with derivatives to offer customized bets to retail investors while earning fees and raising money. They are often very complex and difficult investments for investors and brokers to comprehend. They typically pay out a high fee to the brokers who recommend them. They may not be suitable for every investor because of their risk and complex nature. A broker has a duty to take into account a customer’s net worth, age, investment portfolio and risk tolerance before recommending an investment to him. If he does not, his brokerage firm may be held liable for failing to properly supervise him.

If you were recommended to purchase Credit Suisse structured notes, the bank may be liable for any investment losses you may have suffered. Please call our securities law firm in Chicago to speak to an attorney for free. We sue banks like Credit Suisse in the FINRA arbitration forum. We take cases on a contingency fee basis, so we only make money if you recover it. 312-332-4200.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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