What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: January 28, 2016

Stoltmann Law Offices is investigating Jason Sayles, Michael Hajek and Karen Hajeck. Allegedly, the three recommended the investors invest in privately held corporations and private placements. The brokers were registered with Genworth Financial Securities and Cetera Financial Specialists. For this, Jason Sayles was fined $15,000 and suspended for 10 months. Michael Hajek was fined $35,000 and suspended for eight months and Karen Hajek was fined $15,000 and suspended for six months. All of them worked at a branch office in St. Petersburg, Florida.

Jason Sayles was registered with FFP Securities in St. Petersburg, Florida from September 2003 until December 2007, Cetera Financial Specialists in St. Petersburg from December 2007 until June 2013 and NFP Securities in St. Petersburg from June 2013 until February 2014. He is not currently registered with any firm. Michael Hajek was registered with Intersecurities in St. Petersburg from December 1998 until November 1993, Cetera Financial in St. Petersburg from November 2003 until June 2013 and NFP Securities in St. Petersburg from June 2013 until February 2014. He is not currently registered with any firm. Karen Hajek was registered with Intersecurities Inc. in St. Petersburg from December 1998 until November 2003, Cetera Financial Specialists in St. Petersburg from November 2003 until June 2013 and NFP Securities in St. Petersburg from June 2013 until February 2014. She is not currently registered with any member firm.

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