Stoltmann Law Offices is investigating Mark Weindling, a barred broker who was formerly with JHS Capital Advisors. Weindling was accused of failing to respond to a Financial Industry Regulatory Authority (FINRA) request to provide information and documents regarding an investigation of him. Weindling allegedly effected transactions in the account of a deceased customer and was aware of journal requests containing the forged signature of the same customer. Weindling was registered with the following companies: Boettcher & Company, Dain Bosworth Inc., Piper Jaffray Inc., Elba Securities, Birchtree Financial Services, Gunnallen Financial, Paulson Investment Company, and JHS Capital Advisors in Denver, Colorado from April 2012 until May 2014. He is not licensed and has been permanently barred from the industry. If you would like to find out how to hold JHS Capital Advisors liable for Weindling’s transgressions, please call us at 312-332-4200 to speak to an attorney about your options. They can be held responsible for investment losses because the firm was supposed to supervise him while he was employed there.
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