Published On: August 21, 2015

Stoltmann Law Offices is investigating Kai Chong Cheng, who was barred from the financial services industry by the Financial Industry Regulatory Authority (FINRA). He is accused of unauthorized trading in a customer account. He was terminated from Merrill Lynch in February for “conduct including entering into personal financial transactions with a customer, using a personal email address to communicate with a customer, and unauthorized trading in a customer account,” according to a FINRA document. He also misrepresented and omitted material facts. Cheng was registered with Merrill Lynch in New York, New York from August 2005 until March 2015. He has one customer dispute against him. He has been permanently barred from the industry. If you invested money with Cheng and would like to speak to an attorney about your options of recovering your financial losses, please call us at 312-332-4200. The call is free. We sue firms such as Merrill Lynch in the FINRA arbitration forum for not properly supervising brokers such s Kai Chong Chen. Merrill Lynch may be liable for investment losses. We take cases on a contingency fee basis.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltmann Law Securities Investment Fraud Attorneys