What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: September 17, 2015

Did you lose money while a client of the UBS branch office in San Antonio, Texas (200 Concord Plaza Drive, Suite 300, 78216)? If so, the FINRA arbitration claims process can be used to recover those losses. Margin balances, taking home equity loans out to buy stocks, lines of credit to buy stocks, trading of unit investment trusts and other related activity are potentiality unsuitable investment recommendations. Clients of brokerage firms like UBS can sue through the FIRNA arbitration process of through a lawsuit for the recovery of losses associated with this sort of activity. If you lose money through this activity while a client of the UBS office in San Antonio, please call our law firm for a free review by an attorney.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltmann Law Securities Investment Fraud Attorneys