Published On: May 26, 2016

John J. Avey, a former broker with BOSC Inc., was terminated recently from the firm. According to a Financial Industry Regulatory Authority (FINRA) disclosure, Avey, “when asked, admitted to knowingly submitting forms for processing with a signature for (name of client redacted) which were not in fact signed by (name of client redacted.)” This was the reason he was discharged from BOSC. Avey was registered with Merrill Lynch from May 1983 until March 1985, Dean Witter in Purchase, New York from February 1985 until May 1993, U.S. Clearing Corp in Dallas Texas from September 1993 until January 1994, CSB Investments Co. in Denver, Colorado from March 1994 until October 2004 and BOSC in Denver from May 2004 until January 2016. He is currently registered with First Financial Equity Corp in Greenwood Village, Colorado and has been since January 2016. He has two customer disputes against him. Please call our Chicago-based law offices today to speak to an attorney about your options of suing BOSC for investment losses sustained with John J. Avey. We may be able to help you bring a claim against the firm on a contingency fee basis.

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