Stoltmann Law Offices is investigating Robert Graham, a former registered broker with First Allied Securities in San Diego, California. Graham was accused of misrepresenting material facts, breaching fiduciary duty, committing fraud, and being negligent in supervisory duties. These are all against securities rules and regulations. Brokers at brokerage firms must act only in the best interests of their clients, so as not to invest unsuitably. If they do not, their brokerage firms may be liable for money losses. The brokerage firm must reasonably supervise the broker to ensure that he does not break securities laws.
Robert S. Graham was previously registered with Washington Square Securities, Cue, SunAmerica Securities, Merrill Lynch, Sagepoint Financial, Capital Investment Group and First Allied Securities in San Diego, California from June 2014 until January 2015. He has one customer dispute pending against him and is currently not registered within the industry. If you suffered losses with Robert S. Graham, please call our law firm today to speak with an attorney about your options. We offer a no-cost, no-obligation consultation. We take cases on a contingency fee basis only, so we only make money if you recover yours. 312-332-4200.
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