The Financial Industry Regulatory Authority (FINRA) recently barred Robert Marrone from the industry after entering into a Letter of Acceptance, Waiver and Consent (AWC) and being discharged from Morgan Stanley. He was accused of executing unauthorized trades and exercising unauthorized discretion in customer accounts. Marrone was registered with Gruntal & Co. in New York, New York from May 2001 until May 2002, Ryan Beck & Co. in Fort Lee, New Jersey from April 2002 until July 2006, PNC Investments in Bergenfield, New Jersey from July 2006 until August 2006, Stifel, Nicolaus & Company in Fort Lee from July 2007 until June 2008, and Morgan Stanley in Pearl River, New York from June 2008 until July 2014. He is not licensed and has been permanently barred from the industry. If you would like to sue Robert Marrone, please contact our securities law firm at 312-332-4200 to speak to an attorney about your options. You may be able to sue his former firm, Morgan Stanley in the FINRA arbitration forum. We sue firms such as Morgan Stanley for failing to reasonably supervise representatives such as Marrone.
Disclaimer
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.
