They are, through the Financial Industry Regulatory Authority (FINRA) arbitration process. Did you lose money because of Robert “Rusty” Tweed? If so, the attorneys at Stoltmann Law Offices may be able to help you recover your investment losses on a contingency fee basis. Robert Tweed allegedly obtained more than $1.6 million from his retail customers through a false and misleading private placement memorandum (PPM) he used to offer and sell interests in his Athenian Fund LP, a pooled investment fund he both created and controlled, according to a recent Disciplinary Proceeding with FINRA. He also allegedly dragged and circulated the PPM, which misrepresented and failed to disclose material information to investors, and 23 customers invested in the fund without the complete and accurate information between November 2009 and March 2010. These are against securities rules and regulations.
According to his online FINRA BrokerCheck report, Robert Tweed was registered with Securities America, Wealth Resource Capital Corp, Laguna Securities, InterSecurities, National Planning Corp, United Securities Alliance, Capwest Securities, MAM Securities, and Concorde Investment Services in San Marino, California from August 2011 until November 2015. He his currently registered with Cabot Lodge Securities in San Marino, California and has been since October 2015. He has twelve customer disputes against him, four of which are currently pending.
We are securities attorneys who bring arbitration claims against firms such as Cabot Lodge Securities on a contingency fee basis. Please call 312-332-4200 today to find out how you may be able to bring a claim against Cabot Lodge for Robert Tweed losses. The call to us is free with no obligation. There is a statute of limitations on most of these cases.
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