What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: September 22, 2015

Stoltmann Law Offices is investigating Robert Vollbrecht, who was permanently barred from the industry by the Financial Industry Regulatory Authority. Mr. Vollbrecht was last associated with First Liberties Financial in New York, New York and was since 2012. FINRA accused Vollbrecht of recommending an unsuitable investment, negligently supervising two representatives and failing to maintain a reasonable supervisory program related to the sale of private offerings. According to his BrokerCheck report on FINRA’s website, he was registered with LFK Incorporated in Minnetonka, Minnesota from March 1993 until January 2003, Workman Securities in Eden Prairie, Minnesota from June 2002 until June 2010 and First Liberties Financial in New York since May 2012. He has five customer disputes against him. FINRA permanently barred him from engaging in certain activities. If you invested money with Robert Vollbrecht, please call our securities law offices at 312-332-4200 to speak with an attorney. His former firm, Workman Securities, may be held responsible for investment losses. The call is free with no obligation. We are based in Chicago, Illinois.

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