According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Ronald Nabors allegedly engaged in an outside business activity involving an office supply business between January 2009 and January 2013 without providing prior written notice to Thrivent Investment Management, his brokerage firm. This is against securities rules and regulations and against firm rules. For this, Nabors was suspended from the industry for 12 months and fined $10,000. According to his FINRA BrokerCheck report, Nabors was registered with Thrivent Investment Management in Royal Oak, Michigan from January 2009 until September 2016. He has one criminal final disposition against him and is currently not registered within the industry. Please call our Chicago, Illinois securities law firm today in order to speak to an attorney for a no-cost, no-obligation. We may be able to bring a claim against Thrivent Investment Management in order to recover your investment losses on a contingency fee basis.
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