Published On: January 24, 2017

Stoltmann Law Offices is investigating allegations made by the Financial Industry Regulatory Authority (FINRA) against Ronald Siemon, a former advisor registered with LPL in Albuquerque, New Mexico. Siemon was recently barred by FINRA after failing to respond to an investigation and arbitration claim filed against him. Siemon was the subject of two customer complaints, and his former firm, LPL, can be sued in the FINRA arbitration forum if you suffered any losses with Ronald Siemon. The firm had a duty to reasonably supervise him and it failed to do so. Siemon was previously registered with PFS Investments in Albquerque from April 1986 until December 2007 and LPL Financial in Albuquerque from November 2007 until December 2016. He has two customer disputes against him, is not registered with any firm currently, and has been permanently barred. Please call us today to find out how you can bring a claim against LPL Financial on a contingency fee basis. Attorneys are standing by for your no-cost consultation. There is no obligation.

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