The Securities and Exchange Commission (SEC) censured and fined R.T. Jones Capital Equities Management $75,000 in response to a security breach in July. The firm failed to protect the personal information of around 100,000 individuals and failed to establish cybersecurity policies that allowed that information to be compromised. The SEC stated that the firm failed to adopt written policies and procedures to maintain a response plan for dealing with hacking incidents. If you invested money with RT Jones Capital Equities Management, you may be able to sue them by calling us at 312-332-4200 and speaking to an attorney. We help investors recover financial losses.
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