What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: September 12, 2016

Stoltmann Law Offices is investigating Sean McCabe, a registered representative with Worden Capital. McCabe was accused of making unsuitable investment recommendations, unauthorized trading and churning (excessive trading). He was also accused of breaching fiduciary duty, negligence, misrepresentation and negligence causing $550,000 in damages. That complaint is currently pending. Excessive trading, or churning, is a particularly egregious transgression, because it generates large commissions for the broker, and can cost the client high fees. If you suffered losses because of Sean McCabe, please call our securities law firm today to discuss your options of suing Worden Capital for your losses. We sue firms such as Worden on a contingency fee basis for investors to help them recover their financial losses. The call to us is free so please call soon. 312-332-4200.

According to his FINRA BrokerCheck report, McCabe was registered with Woodstock Financial Group in Garden City, New York from October 2008 until September 2010, National Securities Corp in Westbury, New York from August 2010 until June 2014 and Four Points Capital Partners in Westbury, New York from June 2014 until June 2015. He is currently registered with Worden Capital Management in Garden City, New York and has been since June 2015. He has four customer disputes against him, three of which are currently pending.

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Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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