Stoltmann Law Offices is investigating Sean McCabe, a registered representative with Worden Capital. McCabe was accused of making unsuitable investment recommendations, unauthorized trading and churning (excessive trading). He was also accused of breaching fiduciary duty, negligence, misrepresentation and negligence causing $550,000 in damages. That complaint is currently pending. Excessive trading, or churning, is a particularly egregious transgression, because it generates large commissions for the broker, and can cost the client high fees. If you suffered losses because of Sean McCabe, please call our securities law firm today to discuss your options of suing Worden Capital for your losses. We sue firms such as Worden on a contingency fee basis for investors to help them recover their financial losses. The call to us is free so please call soon. 312-332-4200.
According to his FINRA BrokerCheck report, McCabe was registered with Woodstock Financial Group in Garden City, New York from October 2008 until September 2010, National Securities Corp in Westbury, New York from August 2010 until June 2014 and Four Points Capital Partners in Westbury, New York from June 2014 until June 2015. He is currently registered with Worden Capital Management in Garden City, New York and has been since June 2015. He has four customer disputes against him, three of which are currently pending.
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.