Stoltmann Law Offices is interested in speaking to those investors who have invested money with Stephen Winkelman. The Kansas Securities Commission revoked Winkelman’s securities license after he failed to respond to an investigation. The state alleged that he sent consolidated reports to an elderly (and now deceased) customer with inflated values. Winkelman overstated the cash value of the stocks and bond values. This is against securities rules and regulations. Winkelman was registered with Investment Centers of America in Appleton, Wisconsin from March 1992 until May 1995, Sunpoint Securities in Longview, Texas from June 1995 until November 1999, VSR Financial Services in Overland Park, Kansas from December 1999 until December 2003, USAllianz Securities in Wichita, Kansas from March 2004 until September 2006, Centaurus Financial in Wichita from September 2006 until December 2012 and Independent Financial Group in Pasadena, California from January 2013 until May 2014. He has one customer dispute against him that is pending. He is not licensed within the industry and FINRA has permanently barred him from acting as a broker or otherwise associating with firms that sell securities to the public. Please call us today at 312-332-4200 for a free consultation with one of our securities attorneys.
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