What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: May 24, 2017

Did you lose money with Landon Williams, a former broker with Merrill Lynch in Jacksonville, Florida? If so, the attorneys of Stoltmann Law Offices are interested in speaking with you about those losses. The Financial Industry Regulatory Authority (FINRA) was investigating him regarding allegations that he made false and misleading representations to customers in connection with the sales of securities during 2014, while he was affiliated with Merrill Lynch. This is against securities rules. Williams was formerly registered with Prudential Securities Inc., Investacorp, Financial West Group, Merrill Lynch, World Group Securities, Transamerica Financial Advisors and Merrill Lynch in Jacksonville, Florida from August 2013 until September 2014. He is currently not registered within the industry. Please call our securities law firm today at 312-332-4200 to speak to one of our attorneys about your losses with Mr. Williams. We may be able to help you bring a claim against Merrill Lynch for not properly supervising him. The call to us is free with no obligation. We take cases on a contingency fee basis only.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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