Published On: February 13, 2017

Stoltmann Law Offices is investigating Stuart Graham Dickinson, a former broker with WFG Investments in Highland Park, Texas. Dickinson was recently barred by the Financial Industry Regulatory Authority (FINRA) for allegedly selling securities without reasonable grounds for believing that the investment was suitable for any investor. He allegedly sold more than $1 million of limited partnership interests in a company whose business was to acquire and operate ATMs to seven clients. The company did not own any ATMs and was found to be a ponzi scheme. The clients lost their entire investments. A broker’s duty is to do due diligence on these private securities transactions. If he does not, his firm may be liable for investment losses. FINRA barred Dickinson for these transgressions.

Stuart Dickinson was previously registered with GEO Securities Corp from May 1982 until October 1982, Merrill Lynch in New York, New York from January 1987 until April 1992, Bear, Stearns in New York from April 1992 until May 2005, Linsco/Private Ledger Corp in Boston, Massachusetts from June 2005 until November 2005 and WFG Investments in Highland Park, Texas from October 2005 until September 2013. He has two customer disputes against him and has been permanently barred from the industry. Please call our securities law firm today at 312-332-4200 to speak to an attorney about your losses with Stuart Graham Dickinson. We may be able to help you bring a claim against WFG Investments in the FINRA arbitration process on a contingency fee basis. The call to us is free with no obligation.

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