According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Daniel Hushek, while registered with G.F. Investment Services, allegedly failed to supervise the sales practices of a registered representative who allegedly recommended and engaged in unsuitable trading of non-traditional exchange-traded funds (ETFs). ETFs tend to be highly risky and illiquid, and are not suitable for all investors. A broker must take into account a client’s age, net worth, investment objectives and investment sophistication before recommending or selling an investment. If he does not, his brokerage firm may be held liable for losses. Please call us today to find out how you may be able to sue G.F. on a contingency fee basis. The call is free.
Hushek was registered with IDS Life Insurance Company in Minneapolis, Minnesota from August 2001 until September 2003, American Express in Minneapolis from August 2001 until September 2003, Gunnallen Financial in Tampa, Florida from April 2004 until August 2004, National Planning Corp in El Segundo, California from May 2005 until August 2005, and G.F. Investment Services in Sarasota, Florida from August 2005 until January 2017. He is currently not registered within the industry.
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