Published On: June 1, 2017

According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Kenneth Zegar was registered with Jeffries LLC. From January 1st, 2009 through December 31st, 2011, Zegar allegedly made misrepresentations to customers in connection with the purchase, offer and sale of fixed income securities. In three instances, Zegar allegedly misrepresented to customers who were interested in purchasing bonds either the price at which Jeffries had acquired the bonds, or that Jeffries was working with a seller of bonds, when Zegar knew that the firm already owned the bonds in inventory. This is against securities rules and Jeffries LLC can be sued for not properly supervising Mr. Zegar. Please call 312-332-4200 today to find out how you can bring a claim against the firm in the FINRA arbitration forum. The call to us is free with no obligation, so please call today.
Zegar was registered with Kidder, Peabody & Co. Inc. in New York, New York from September 1993 until December 1994, Painewebber Inc. in Weehawken, New Jersey from December 1994 until March 2000, Credit Suisse First Boston in New York from June 2003 until January 2005 and RBS Greenwich Capital in Greenwich, Connecticut from January 2005 until April 2008. He is currently employed with Jeffries LLC in Stamford, Connecticut and New York and has been since April 2008.

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