Stoltmann Law Offices is investigating Phillip Hinze, a former broker with Oak Ridge Financial Services. Hinze was recently fined $5,000 and suspended from association with any Financial Industry Regulatory Authority (FINRA) member for one month. He allegedly placed four orders over a one-week period to buy securities for a client without her authorization. Allegedly, Hinze entered an order for one of his clients to buy 100 shares of an exchange-traded fund. He then entered orders for the same client to buy 260 shares of each of two other exchange-traded funds and 210 shares of a fourth exchange-traded fund. The client did not authorize the purchases. According to FINRA, Hinze was registered with RBC Capital Markets in Shoreview, Minnesota from March 2002 until April 2014 and The Oak Ridge Financial Services Group in Golden Valley, Minnesota from March 2014 until October 2016. He is currently not registered within the industry. Please call our securities law firm in Chicago if you suffered losses with Phillip Hinze. Oak Ridge may be liable for losses on a contingency fee basis. Please call 312-332-4200 today to find out how you may be able to recover your investments.
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.