According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Ultralat Capital Makets was accused of charging excessive markups. This occurred from March 2012 until September 2013. Ultralat allegedly used non-market foreign exchange (FX) rates in certain bond swap transactions for retail customers, without disclosing to them that the trades were executed with FX rates away from the current market rate. This is against securities rules and regulations. If you invested with Ultralat Capital Markets, you may be able to recover your losses by calling our securities law firm at 312-332-4200. We sue firms in the FINRA arbitration forum on a contingency fee basis, so we only make money if you recover. The call is free with no obligation.
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