According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), CapFi Partners was censured and fined $12,500. CapFi allegedly failed to document its review of two representatives’ requests to engage in outside business activities and private securities transactions, which is against securities laws. If you would like to sue CapFi Partners, you may be able to do so by calling our law offices at 312-332-4200 and speaking to an attorney. We take cases on a contingency fee basis only, so you only pay us if we recover money for you. The call is free with no obligation. Please call today as there is a statute of limitations on most cases.
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