What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: November 18, 2015

Stoltmann Law Offices is investigating Christopher J. Vega, a former investment advisor with PNC Investments. Vega was accused of running a check kiting scheme wherein he wrote four checks totaling $2,030 against his personal bank account, when he knew there was not enough money to cover the amounts. For this he was suspended from the industry for three months. Vega was registered with Natcity Investments in Milwaukee, Wisconsin from February 2009 until November 2009 and PNC Investments in Greendale, Wisconsin from November 2009 until December 2013. He is not licensed within the industry. Please call our securities law firm in Chicago at 312-332-4200 to speak to an attorney about your options of suing PNC Investments for not properly supervising Christopher J. Vega. They could be held liable for investment losses.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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