Stoltmann Law Offices is investigating Gilbert Kuta and his firm, Capitol Securities, in Timonium, Maryland. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, Kuta allegedly recommended unsuitable investments in mutual funds and unit investment trusts, improperly used margin, generated high commissions, misrepresented material facts related to a municipal bond, and engaged in conduct inconsistent with just and equitable principles of good trade, among other transgressions.
Gilbert Kuta was registered with Merrill Lynch from December 1982 until July 1984, Laidlaw Ansbacher Inc. from July 1984 until February 1985, A.G. Edwards & Sons in St. Louis, Missouri from February 1985 until September 1989, Painewebber Inc. in Weehawken, New Jersey from September 1989 until December 1992, Lehman Brothers in New York, New York from December 1992 until July 1993, Smith Barney Shearson in New York, New York from July 1993 until January 1994, Ferris Baker Watts in Hunt Valley, Maryland from February 1994 until March 2009 and RBC Capital Markets Corp in Hunt Valley from March 2009 until September 2009. He is currently registered with Capitol Securities in Timonium, Maryland and has been since August 2009. He has seven customer disputes against him.
If you invested money with Gilbert A. Kuta, please call our securities law firm at 312-332-4200 to speak to an attorney about your options. You may be able to sue his firm, Capitol Securities, for failing to properly supervise him. The call is free with no obligation. We take cases on a contingency fee basis only.
Disclaimer
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.
