Stoltmann Law Offices is investigating Gilbert Kuta and his firm, Capitol Securities, in Timonium, Maryland. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, Kuta allegedly recommended unsuitable investments in mutual funds and unit investment trusts, improperly used margin, generated high commissions, misrepresented material facts related to a municipal bond, and engaged in conduct inconsistent with just and equitable principles of good trade, among other transgressions.
Gilbert Kuta was registered with Merrill Lynch from December 1982 until July 1984, Laidlaw Ansbacher Inc. from July 1984 until February 1985, A.G. Edwards & Sons in St. Louis, Missouri from February 1985 until September 1989, Painewebber Inc. in Weehawken, New Jersey from September 1989 until December 1992, Lehman Brothers in New York, New York from December 1992 until July 1993, Smith Barney Shearson in New York, New York from July 1993 until January 1994, Ferris Baker Watts in Hunt Valley, Maryland from February 1994 until March 2009 and RBC Capital Markets Corp in Hunt Valley from March 2009 until September 2009. He is currently registered with Capitol Securities in Timonium, Maryland and has been since August 2009. He has seven customer disputes against him.
If you invested money with Gilbert A. Kuta, please call our securities law firm at 312-332-4200 to speak to an attorney about your options. You may be able to sue his firm, Capitol Securities, for failing to properly supervise him. The call is free with no obligation. We take cases on a contingency fee basis only.
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