Published On: December 31, 2015

Stoltmann Law Offices is investigating J. Randall Gladden, who recently entered into a Disciplinary Proceeding with the Financial Industry Regulatory Authority (FINRA). He is accused of selling away, which is when a broker offers and/or sells a security that is not offered by his member firm. In Gladden’s case, he was registered with Securities Equity Group as a broker and allegedly conceived of and participated in the sales of securities for the Church Development Fund, LLC. The fund was used to make loans to churches, primarily for refinancing their existing real estate loans. From May 2011 until September 2013, Gladden solicited seven investors to invest more than $2.1 million in the fund through their securities purchases. For the sale of these securities, Gladden received an “operator fee.” If you invested money with J. Randall Gladden, you may be able to recover your investment losses by calling our law offices in Chicago. His firm, Securities Equity Group, may be responsible for your losses because they had a duty to reasonably supervise Gladden while he was employed with them.

Gladden was registered with Securities America Inc. in Lavista, Nebraska from August 1995 until May 1997 and Securities Service Network in Knoxville, Tennessee from May 1997 until February 2002. He is currently registered with Securities Equity Group in El Cajon, California and has been since April 2002. He has two customer disputes against him, according to his online public FINRA BrokerCheck report.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltman Law Securities and Investment Fraud Attorneys