Stoltmann Law Offices is investigating Jack Stuart O’Brien who recently entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA). O’Brien is accused of accepting compensation for personal services he provided to a firm customer. For this he was barred from the industry. O’Brien was registered with New York Life Variable Contracts Corp, Linsco Corp, Pacific Equity Sales Company, USLife Equity Sales Corp, Travelers Equities Sales, Elder-Nelson Equities Corp, The Saxon Group, Certified Equities Corp, Chubb Securities, Canada Life of America Financial Services, Sunset Financial Services, Washington Square Securities, Intersecurities Inc., Metropolitan Life Insurance Company, MetLife Securities, Ameritas Investment Corp and Princor Financial Services in San Jose, California from January 2005 until May 2015. He has one customer dispute against him. He is not licensed within the industry and has been permanently barred by FINRA. If you lost money with Jack Stuart O’Brien, please call our securities law firm to speak with an attorney about your options.
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