What Did Your Brokerage Firm or Investment Adviser Do Wrong With GWG
Published On: August 4, 2015

Did you lose money with financial advisor Peter Girgis, formerly of Legend Securities? If so, you may be able to sue Legend Securities in the Financial Industry Regulatory Authority (FINRA) arbitration forum. They may be liable for your financial losses because of their inability to properly supervise him. Please call 312-332-4200 to speak to an attorney about your options. We are securities attorneys who sue firms such as Legend Securities to recover money for retail investors.

Peter Girgis has complaints filed against him by customers for violating securities laws such as: making unsuitable investment recommendations, fraud, churning, breach of fiduciary duty and unauthorized trading. Girgis was registered with Joseph Stevens & Co. in Brooklyn, New York from July 2002 until June 2004, Gunnallen Financial in Staten Island, New York from June 2004 until August 2006, J.P. Turner & Co. in Staten Island from August 2006 until November 2009, Brookstone Securities in Staten Island from October 2009 until June 2012 and Joseph Gunnar & Co. in Staten Island from June 2012 until June 2013. He is currently registered with Legend Securities in New York, New York and has been since August 2013. He has three customer disputes against him.

Disclaimer

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.

PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.

Chicago Investment Fraud Attorneys Offering Nationwide Representation to Investors

If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

Stoltmann Law Securities Investment Fraud Attorneys