Stoltmann Law Offices is investigating Mark Hughes, a broker with Oppenheimer & Co. in Washington, D.C. Hughes allegedly sold unsuitable variable annuities, sold unsuitable investments in leveraged exchange-traded funds (ETFs), executed unauthorized transactions and misrepresented and recommended unsuitable investments and executed excessive trades, among other things. All of these are against securities rules and regulations. Mark C. Hughes was registered with Merrill Lynch in New York from February 1993 until May 1995, Salomon Smith Barney in New York from May 1995 until April 1999, CIBC World Markets Corp in New York from March 1999 until January 2002, Wachovia Securities in St. Louis, Missouri from January 2002 until June 2004, SunTrust Investment Services in Springfield, Virginia from June 2004 until November 2007 and UBS Financial Services in Washington D.C. from October 2007 until November 2014. He is currently registered with Oppenheimer in D.C. and has been since October 2014. He has seven customer disputes against him, one of which is currently pending.
If you or someone you know invested money with Mark Hughes, please call our securities law firm at 312-332-4200 to speak to an attorney. The call is free with no obligation. His firm, Oppenheimer & Co. can be held liable for investment losses because they had a duty to reasonably supervise him. Please call soon as time is of the essence with these cases.
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.