Were you a client of Matthew Griffith, formerly of Merrill Lynch and now associated with Kestra Wealth Management? We are currently representing a former client of Mr. Griffith’s who was a long time Caterpillar employee. We have alleged in our FINRA arbitration complaint that Mr. Griffith breached his fiduciary duty to our client by excessively trading the clients account and concentrating it in individual stocks like Apple. His employer was responsible for supervising his activity during the time he was affiliated with the firm. If you were a client of Mr. Griffith’s, please call our law firm in Chicago Illinois at 312-332-4200 for no-cost review by an attorney as to whether any investment losses affiliated with Mr. Griffith can be recovered on a contingency fee basis.
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