Published On: December 2, 2015

Stoltmann Law Offices is investigating Thomas J. Hind, a former registered representative with MBSC Securities Corporation. Hind entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) recently. In the AWC, Hind was accused of misappropriating funds by depositing three paychecks via a mobile application and also by cashing the physical copies of those same checks. He previously received paychecks from MBSC via direct deposit, but in January 2015, he notified the company that he had closed his checking account and would like to receive checks going forward. He allegedly received double payments on each check totaling $5,109.15. For this he was barred by FINRA.

Hind was registered with AXA Advisors in Melville, New York from August 2006 until July 2007, Seligman Advisors in New York, New York from August 2007 until November 2008, Alliancebernstein Investments in New York from August 2009 until July 2013, J.P. Morgan in New York from July 2013 until September 2014 and MBSC Securities in New York from November 2014 until April 2015. He is not registered with any firm and FINRA has barred him from the industry. If you lost money with Thomas J. Hind, you may be able to recover your losses by calling our securities law firm in Chicago. The call is free with no obligation. We take cases on a contingency fee basis only.

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