Nabil Bouab entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA). Bouab allegedly impersonated a client four times between October 2011 and May 2013 in order to place rebalancing trades in the customer’s account. He also had a sales assistant impersonate the client’s wife on a phone call. The client authorized Bouab to do so, but it is still against FINRA rules. FINRA fined him $5,000 and suspended him for 20 days. If you would like to sue Nabil Bouab for investment losses, please call our law offices at 312-332-4200 to speak to an attorney. We may be able to help you recover those losses with a no cost, no obligation phone call.
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