Stoltmann Law Offices is investigating Anthony Scarso, who entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA). Scarso is accused of effecting unauthorized trades in the accounts of customers, failing to disclose two New York State tax liens and compromise with a creditor on his Form U4. On March 17, 2010, the New York State Department of Taxaion and Finance filed a $26,393.77 tax warrant against him, resulting in a lien. Scarso then did not disclose the liens on his Form U4 within 30 days. For this, he was fined $5,000 by FINRA and suspended from associating with any FINRA member firm for 30 days.
Mr. Scarso was registered with the following firms: JW Barclay, Shamrock Partners, LCP Capital Corp, Republic Equities of America, LCP Capital Corp, Salomon Grey Financial Corp, Great Eastern Securities, Meyers Associates, John Thomas Financial, Clark Dodge & Co, and Alexander Capital L.P. He is currently registered with PHX Financial in New York, New York since October 2014. He has 9 customer disputes against him, one of which is currently pending. If you would like to bring a claim against Anthony Scarso, you may be able to in the FINRA arbitration process by calling our securities law firm at 312-332-4200 and speaking to an attorney. The call is free.
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