Published On: December 17, 2015

Stoltmann Law Offices is investigating Zachary Bader, who was permanently barred from the industry by the Financial Industry Regulatory Authority (FINRA). Bader was the subject of two regulatory sanctions and five pending customer complaints. According to the customer complaints, Bader executed excessive trades with “reckless disregard” for his clients’ interests, recommended unsuitable investments, failed to conduct adequate due diligence, breached fiduciary duty, and churned accounts, among other transgressions. Churning is a violation of securities laws and is used to generate large commissions for the broker. Bader was registered with Brookstone Securities in Uniondale, New York from March 2011 until February 2012, Craig Scott Capital in Uniondale from February 2012 until August 2013 and National Securities Corporation in Melville, New York from August 2013 until August 2014. He has five customer disputes against him. He is not licensed and has been permanently barred from the industry. If you invested money with Zachary Bader, his former firm, National Securities Corp, can be sued in the FINRA arbitration forum to recover your investment losses. The call is free with no obligation. We take cases on a contingency fee basis only.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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