Stoltmann Law Offices is investigating Zachary Bader, who was permanently barred from the industry by the Financial Industry Regulatory Authority (FINRA). Bader was the subject of two regulatory sanctions and five pending customer complaints. According to the customer complaints, Bader executed excessive trades with “reckless disregard” for his clients’ interests, recommended unsuitable investments, failed to conduct adequate due diligence, breached fiduciary duty, and churned accounts, among other transgressions. Churning is a violation of securities laws and is used to generate large commissions for the broker. Bader was registered with Brookstone Securities in Uniondale, New York from March 2011 until February 2012, Craig Scott Capital in Uniondale from February 2012 until August 2013 and National Securities Corporation in Melville, New York from August 2013 until August 2014. He has five customer disputes against him. He is not licensed and has been permanently barred from the industry. If you invested money with Zachary Bader, his former firm, National Securities Corp, can be sued in the FINRA arbitration forum to recover your investment losses. The call is free with no obligation. We take cases on a contingency fee basis only.
The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (161 N Clark Street 16th Floor Chicago, IL 60601). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state.
PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.