Default on the GWG Holdings Inc. L Bonds is Imminent after Missing January 15, 2022 Interest and Principal Payments of $13.6 Million

Stoltmann Law Offices is representing investors whose brokers or financial [...]

By Stoltmann Law|January 25, 2022|Alternative Investments, Bonds, Fiduciary Duty, Fraud, Insurance, Private Placement, Secondary Life Insurance, Securities and Exchange Commission, Unsuitable Investments|Comments Off on Default on the GWG Holdings Inc. L Bonds is Imminent after Missing January 15, 2022 Interest and Principal Payments of $13.6 Million

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Aegis Capital Nailed by FINRA for Brokers’ Churning and Burning Clients

Chicago-based Stoltmann Law Offices is investigating financial advisors and brokers [...]

By Stoltmann Law|December 3, 2021|Churning, Churning Fraud, Excessive Trading|Comments Off on Aegis Capital Nailed by FINRA for Brokers’ Churning and Burning Clients

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FINRA Sanctioned Keith Michelfelder For Securities Violations

The Financial Industry Regulatory Authority (FINRA) sanctioned former broker Keith [...]

By Stoltmann Law|September 1, 2017|Uncategorized|Comments Off on FINRA Sanctioned Keith Michelfelder For Securities Violations

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Please Call Stoltmann Law Offices for Complaints Against Paul Falcon

Stoltmann Law Offices is investigating Aegis Capital broker Paul Falcon. [...]

By Stoltmann Law|June 20, 2017|Fraud, Investment Fraud, Lawsuit|Comments Off on Please Call Stoltmann Law Offices for Complaints Against Paul Falcon

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Gregg Templeton Former Broker With Oppenheimer Barred From Industry: What Investors Can Do

Recently, Gregg Templeton, a former advisor with Oppenheimer, was barred [...]

By Stoltmann Law|April 27, 2017|Fraud, Investment Fraud, Lawsuit|Comments Off on Gregg Templeton Former Broker With Oppenheimer Barred From Industry: What Investors Can Do

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James Larkin Powers; Du Pasquier & Co.; New York, New York

According to a recent Disciplinary Proceeding with the Financial Industry [...]

By Stoltmann Law|November 16, 2016|Fraud, Investment Fraud, Lawsuit|Comments Off on James Larkin Powers; Du Pasquier & Co.; New York, New York

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Larry Wolfe; Herbert J. Sims

Larry Wolfe, a former registered representative with Herbert J. Sims, [...]

By Stoltmann Law|September 9, 2016|Uncategorized|Comments Off on Larry Wolfe; Herbert J. Sims

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Nicholas Tsikitas; Aegis Capital

Stoltmann Law Offices is investigating Nicholas Tsikitas, a broker with [...]

By Stoltmann Law|September 8, 2016|Fraud, Investment Fraud, Lawsuit|Comments Off on Nicholas Tsikitas; Aegis Capital

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Customer Complaints Against Cory Bataan

Stoltmann Law Offices is investigating Cory Bataan, who is currently [...]

By Stoltmann Law|March 20, 2016|Fraud, Investment Fraud, Lawsuit|Comments Off on Customer Complaints Against Cory Bataan

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Suing Michael McDonald and Aegis Capital

Stoltmann Law Offices is investigating Michael McDonald, a broker with [...]

By Stoltmann Law|November 6, 2015|Fraud, Investment Fraud, Lawsuit|Comments Off on Suing Michael McDonald and Aegis Capital

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