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Stoltmann Law Securities Fraud Attorneys
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Stoltmann Law Securities Fraud Attorneys
  • Practice Areas
    • Sim Swap Fraud
    • Class Action Representation
    • Arbitration Process
    • Financial Abuse of Elderly
    • Investment & Securities Fraud
    • Litigation
  • Attorneys
  • Resources
    • Investment Firms We Have Litigated Against
    • Stoltmann Arbitration Awards
    • Current Investigations
    • Video FAQs
    • How We Are Paid
  • Case Results
  • In The Media
  • Blog
  • Get In Touch

Investors Must Be Careful About Sector-Concentration Because it Can Nuke Your Portfolio

Stoltmann Law Offices is investigating cases where financial advisors [...]

By James Matthews|December 28, 2022|FINRA|Comments Off on Investors Must Be Careful About Sector-Concentration Because it Can Nuke Your Portfolio
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Complaints Against Daniel Kittner

Former Ameritas Investment Corporation broker Daniel Kittner, out of Mesa, [...]

By James Matthews|September 19, 2018|Uncategorized|Comments Off on Complaints Against Daniel Kittner
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SEC Charges Former Mutual of Omaha Broker Ronald Fossum with Fraud

The Securities and Exchange Commission (SEC) charged former Lynnwood, Washington-based [...]

By James Matthews|October 23, 2017|Uncategorized|Comments Off on SEC Charges Former Mutual of Omaha Broker Ronald Fossum with Fraud
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Richard Shotz; Morgan Stanley; Ormond Beach, Florida

If you or someone you know invested money with Richard [...]

By James Matthews|October 23, 2017|Uncategorized|Comments Off on Richard Shotz; Morgan Stanley; Ormond Beach, Florida
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Update For Investors: Daniel Davila and Unsuitable Investment Recommendations

Austin, Texas-based Purshe Kaplan Sterling broker Daniel Davila has been [...]

By James Matthews|October 19, 2017|Uncategorized|Comments Off on Update For Investors: Daniel Davila and Unsuitable Investment Recommendations
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Update For Investors: Jeffrey Dragon

According to an Order with the Financial Industry Regulatory Authority [...]

By James Matthews|October 19, 2017|Uncategorized|Comments Off on Update For Investors: Jeffrey Dragon
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Update For Investors: Suing To Recover Daniel Glick Investment Losses

According to a plea agreement filed January 9th, 2018 in [...]

By James Matthews|October 19, 2017|Uncategorized|Comments Off on Update For Investors: Suing To Recover Daniel Glick Investment Losses
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FINRA Suspends Kenneth Savino For Selling Away

The Financial Industry Regulatory Authority (FINRA) records indicate that Kenneth [...]

By James Matthews|October 9, 2017|FINRA|Comments Off on FINRA Suspends Kenneth Savino For Selling Away
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Clifford Marks; MML Investors Services; Mobile, Alabama

Recent records published by the Financial Industry Regulatory Authority (FINRA) [...]

By James Matthews|October 9, 2017|Brokers|Comments Off on Clifford Marks; MML Investors Services; Mobile, Alabama
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Claims Against Broker Leslie Flaum for Alleged Unsuitable Investments

According to records with the Financial Industry Regulatory Authority (FINRA), [...]

By James Matthews|October 9, 2017|Uncategorized|Comments Off on Claims Against Broker Leslie Flaum for Alleged Unsuitable Investments
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161 N Clark Street 16th Floor
Chicago, IL 60601
Phone: 312-332-4200
Fax: 312-332-4201
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Hoffman Estates Office

2000 Center Dr East #C218
Hoffman Estates, IL 60192
Phone: 312-332-4200
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Downers Grove Office

5117 Main St #9
Downers Grove, IL 60515
Phone: 312-332-4200
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About Stoltmann Law

Stoltmann Law Offices, P.C. has dedicated its practice to representing investors in lawsuits and arbitration claims against brokers, financial advisors, investment advisors, and their companies.

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We serve clients nationwide including, but not limited to, those in the following localities: Atlanta, Baltimore, Boston, Chicago, Dallas–Fort Worth, Denver, Detroit, Houston, Indianapolis, Las Vegas, Los Angeles, Miami, New Orleans, New York City, Philadelphia, Phoenix, Pittsburgh, San Antonio, San Bernardino-Riverside, San Diego, San Francisco, Seattle, St. Louis, Tampa–St. Petersburg, and Washington, D.C.

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