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Stoltmann Law Securities Fraud Attorneys
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Stoltmann Law Securities Fraud Attorneys
  • Practice Areas
    • Class Action Representation
    • Arbitration Process
    • Investment & Securities Fraud
    • Litigation
  • Attorneys
  • Resources
    • Investment Firms We Have Litigated Against
    • Stoltmann Arbitration Awards
    • Current Investigations
    • Video FAQs
    • How We Are Paid
  • Case Results
  • In The Media
  • Blog
  • Get In Touch

Investor Update: Anthony Diaz and IBN Financial Services

Stoltmann Law Offices continues to investigate Anthony Diaz, a broker [...]

By Stoltmann Law|August 14, 2018|Fraud, Investment Fraud, Lawsuit|Comments Off on Investor Update: Anthony Diaz and IBN Financial Services
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Former UBS Broker Charged with $4 Million Fraud

Former UBS broker John MacColl was charged with defrauding more [...]

By Stoltmann Law|August 14, 2018|Fraud, Investment Fraud, Lawsuit|Comments Off on Former UBS Broker Charged with $4 Million Fraud
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Pamela Shuttleworth; Comprehensive Asset Management; Parsippany, New Jersey

The Financial Industry Regulatory Authority (FINRA) has barred former Comprehensive [...]

By Stoltmann Law|August 10, 2018|Fraud, Investment Fraud, Lawsuit|Comments Off on Pamela Shuttleworth; Comprehensive Asset Management; Parsippany, New Jersey
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National Securities Corp Broker Jonathan Aschoff Recommended Avenue Therapeutics (ATXI.O), Checkpoint Therapeutics (CKPT.O) Inc., and Mustang Bio Inc. (MBIO.O)

Stoltmann Law Offices continues to investigate National Securities Corp broker [...]

By Stoltmann Law|August 8, 2018|Fraud, Investment Fraud, Lawsuit|Comments Off on National Securities Corp Broker Jonathan Aschoff Recommended Avenue Therapeutics (ATXI.O), Checkpoint Therapeutics (CKPT.O) Inc., and Mustang Bio Inc. (MBIO.O)
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Former Robert W. Baird Broker Patrick Phillips In Trouble With Regulators

According to a recent Letter of Acceptance, Waiver and Consent [...]

By Stoltmann Law|August 8, 2018|Fraud, Investment Fraud, Lawsuit|Comments Off on Former Robert W. Baird Broker Patrick Phillips In Trouble With Regulators
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Healthcare Trust REIT Drops Lower: Investment Loss Options

Stoltmann Law Offices continues to investigate Healthcare Trust REIT, a [...]

By Stoltmann Law|August 1, 2018|Fraud, Investment Fraud, Lawsuit|Comments Off on Healthcare Trust REIT Drops Lower: Investment Loss Options
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LPL Broker Sanders Spangler Barred From Industry By FINRA

Former LPL broker Sanders Spangler was barred from the securities [...]

By Stoltmann Law|August 1, 2018|Fraud, Investment Fraud, Lawsuit|Comments Off on LPL Broker Sanders Spangler Barred From Industry By FINRA
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For Investors Who Were Recommended Premium Point Investments by their Broker

Stoltmann Law Offices is interested in speaking to those investors [...]

By Stoltmann Law|July 31, 2018|Fraud, Investment Fraud, Lawsuit|Comments Off on For Investors Who Were Recommended Premium Point Investments by their Broker
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Cheryl George; RBC Capital Markets; Williamsville, New York

According to a recent Letter of Acceptance, Waiver and Consent [...]

By Stoltmann Law|July 31, 2018|Fraud, Investment Fraud, Lawsuit|Comments Off on Cheryl George; RBC Capital Markets; Williamsville, New York
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Stoltmann Law Offices Investigating Kovack Securities For Securities Law Violations

Stoltmann Law Offices is investigating Kovack Securities. A customer claimed [...]

By Stoltmann Law|July 23, 2018|Fraud, Investment Fraud, Lawsuit|Comments Off on Stoltmann Law Offices Investigating Kovack Securities For Securities Law Violations
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Chicago Office

161 N Clark Street 16th Floor
Chicago, IL 60601
Phone: 312-332-4200
Fax: 312-332-4201
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Hoffman Estates Office

2000 Center Dr East #C218
Hoffman Estates, IL 60192
Phone: 312-332-4200
Fax: 312-332-4201
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Downers Grove Office

5117 Main St #9
Downers Grove, IL 60515
Phone: 312-332-4200
Fax: 312-332-4201
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About Stoltmann Law

Stoltmann Law Offices, P.C. has dedicated its practice to representing investors in lawsuits and arbitration claims against brokers, financial advisors, investment advisors, and their companies.

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We serve clients nationwide including, but not limited to, those in the following localities: Atlanta, Baltimore, Boston, Chicago, Dallas–Fort Worth, Denver, Detroit, Houston, Indianapolis, Las Vegas, Los Angeles, Miami, New Orleans, New York City, Philadelphia, Phoenix, Pittsburgh, San Antonio, San Bernardino-Riverside, San Diego, San Francisco, Seattle, St. Louis, Tampa–St. Petersburg, and Washington, D.C.

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