How To Bring Legal Action Against Meyers Associates For Investment Losses

Recently, Meyers Associates was issued a Disciplinary Report by the Financial Industry Regulatory Authority (FINRA) in February 2017 in which the firm was fined $350,000 and required to retain, within 60 days of the decision, an independent consultant to conduct a comprehensive review of each of the firm’s policies, related to branch supervision. Meyers Associates…

Michael Lavolpe; Meyers Associates; New York, New York

Stoltmann Law Offices is investigating Michael Lavolpe, a former registered representative of Meyers Associates in New York, New York. The Financial Industry Regulatory Authority (FINRA) alleged that Mr. Lavolpe engaged in churning, breached fiduciary duty and made unsuitable investments recommendations. He also allegedly owed his former firm, Meyers Associates, over $37,000. These are all against…

Anthony Mastroianni, Jr.; Meyers & Associates

Stoltmann Law Offices is investigating Anthony Mastroianni, Jr., a former registered broker with Meyers & Associates and J.P. Turner & Company. Clients have alleged that Mr. Mastroianni Jr. churned accounts, mishandled accounts, made unsuitable investment recommendations, breached fiduciary duty and contract, and failed to pay outstanding loans from customers. All of these are against securities…

Neal Scott; Meyers Associates

Stoltmann Law Offices is investigating claims against broker Neal Scott, a broker with Meyers Associates. The Financial Industry Regulatory Authority (FINRA) alleged that Scott violated a number of securities laws including breaching fiduciary duty and suitability, among other claims. He also has seven judgments or liens against him. The Virginia Securities Department also alleged that…

Update for Investors Scammed in IceWEB Sales

According to a Financial Industry Regulatory Authority (FINRA) Order Accepting Offer of Settlement on Thursday, George Johnson submitted the Offer. Allegedly, while registered with Meyers Associates as a representative, Johnson engaged in market manipulation, dissemination of spurious “research” and sales materials, fraudulent omission of material conflicts of interest in connection with the purchase and sale…

George Johnson of Newport Coast Securities in Chicago & IceWEB Sales

According to a Financial Industry Regulatory Authority (FINRA) Order Accepting Offer of Settlement on Thursday, George Johnson submitted the Offer. Allegedly, while registered with Meyers Associates as a representative, Johnson engaged in market manipulation, dissemination of spurious “research” and sales materials, fraudulent omission of material conflicts of interest in connection with the purchase and sale…