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Stoltmann Law Securities Fraud Attorneys
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Stoltmann Law Securities Fraud Attorneys
  • Practice Areas
    • Class Action Representation
    • Arbitration Process
    • Investment & Securities Fraud
    • Litigation
  • Attorneys
  • Resources
    • Investment Firms We Have Litigated Against
    • Stoltmann Arbitration Awards
    • Current Investigations
    • Video FAQs
    • How We Are Paid
  • Case Results
  • In The Media
  • Blog
  • Get In Touch

Former Morgan Stanley Broker Shawn Good Pleads Guilty to $7.2 million Ponzi scheme

Stoltmann Law Offices has represented victims of Ponzi schemes [...]

By Stoltmann Law|October 6, 2022|Morgan Stanley, Ponzi Scheme|Comments Off on Former Morgan Stanley Broker Shawn Good Pleads Guilty to $7.2 million Ponzi scheme
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Morgan Stanley Gets Sued by 10 Former Advisors Who Claim The Firm Stiffed Them on Compensation Owned

Stoltmann Law Offices is investigating cases where brokerage firms haven’t [...]

By Stoltmann Law|August 11, 2022|Morgan Stanley|Comments Off on Morgan Stanley Gets Sued by 10 Former Advisors Who Claim The Firm Stiffed Them on Compensation Owned
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FINRA Fines and Suspends Former Farmington Hills Morgan Stanley Broker for Junk-Bond Abuses

Stoltmann Law Offices, a Chicago-based investor rights law firm, represents [...]

By Stoltmann Law|April 13, 2022|Bonds, FINRA Arbitration, Morgan Stanley|Comments Off on FINRA Fines and Suspends Former Farmington Hills Morgan Stanley Broker for Junk-Bond Abuses
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Victims of Shawn Good’s Alleged Ponzi Scheme Have Legitimate Legal Claims Against Morgan Stanley

Stoltmann Law Offices, P.C. is a Chicago-based investor-rights and consumer [...]

By Stoltmann Law|March 21, 2022|Morgan Stanley, Ponzi Scheme, Ponzi Schemes|Comments Off on Victims of Shawn Good’s Alleged Ponzi Scheme Have Legitimate Legal Claims Against Morgan Stanley
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Former Morgan Stanley Advisor Daniel Todd Levine Barred from Securities Industry due to Soliciting Clients to Invest in Bitcoin Scam

Stoltmann Law Offices is a Chicago-based securities and investor rights [...]

By Stoltmann Law|August 24, 2021|Cryptocurrency, Morgan Stanley|Comments Off on Former Morgan Stanley Advisor Daniel Todd Levine Barred from Securities Industry due to Soliciting Clients to Invest in Bitcoin Scam
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Morgan Stanley Hit with Arbitration Award for Unauthorized Sale of Apple Stock.

Chicago-based Stoltmann Law Offices has represented Morgan Stanley clients who’ve [...]

By Stoltmann Law|August 24, 2021|Morgan Stanley|Comments Off on Morgan Stanley Hit with Arbitration Award for Unauthorized Sale of Apple Stock.
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Morgan Stanley Broker Richard George Sells Clients “Bear” Funds at the Worst Time

Chicago-based investor rights attorneys at Stoltmann Law Offices, P.C. have [...]

By Stoltmann Law|November 27, 2019|Active Bear ETF, Asset Allocation, Bear Funds, Grizzly Short Fund, Morgan Stanley, PIMCO Stock Plus SH|Comments Off on Morgan Stanley Broker Richard George Sells Clients “Bear” Funds at the Worst Time
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Morgan Stanley Broker Ken Kavanagh Suspended For Undisclosed Athlete Management Business

On August 5, 2019, FINRA fined Morgan Stanley registered representative [...]

By Stoltmann Law|August 6, 2019|Failure to Supervise, Fines, FINRA, FINRA Enforcement, Outside Business Activities|Comments Off on Morgan Stanley Broker Ken Kavanagh Suspended For Undisclosed Athlete Management Business
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Cheryl George; RBC Capital Markets; Williamsville, New York

According to a recent Letter of Acceptance, Waiver and Consent [...]

By Stoltmann Law|July 31, 2018|Fraud, Investment Fraud, Lawsuit|Comments Off on Cheryl George; RBC Capital Markets; Williamsville, New York
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For Investors Who May Have Losses With Beverly Hills Wealth Management and Broker Margaret Black

Stoltmann Law Offices is interested in speaking to those investors [...]

By Stoltmann Law|July 23, 2018|Fraud, Investment Fraud, Lawsuit|Comments Off on For Investors Who May Have Losses With Beverly Hills Wealth Management and Broker Margaret Black
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Chicago Office

161 N Clark Street 16th Floor
Chicago, IL 60601
Phone: 312-332-4200
Fax: 312-332-4201
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Hoffman Estates Office

2000 Center Dr East #C218
Hoffman Estates, IL 60192
Phone: 312-332-4200
Fax: 312-332-4201
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Downers Grove Office

5117 Main St #9
Downers Grove, IL 60515
Phone: 312-332-4200
Fax: 312-332-4201
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About Stoltmann Law

Stoltmann Law Offices, P.C. has dedicated its practice to representing investors in lawsuits and arbitration claims against brokers, financial advisors, investment advisors, and their companies.

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We serve clients nationwide including, but not limited to, those in the following localities: Atlanta, Baltimore, Boston, Chicago, Dallas–Fort Worth, Denver, Detroit, Houston, Indianapolis, Las Vegas, Los Angeles, Miami, New Orleans, New York City, Philadelphia, Phoenix, Pittsburgh, San Antonio, San Bernardino-Riverside, San Diego, San Francisco, Seattle, St. Louis, Tampa–St. Petersburg, and Washington, D.C.

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