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Stoltmann Law Securities Fraud Attorneys
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Stoltmann Law Securities Fraud Attorneys
  • Practice Areas
    • Sim Swap Fraud
    • Class Action Representation
    • Arbitration Process
    • Financial Abuse of Elderly
    • Investment & Securities Fraud
    • Litigation
  • Attorneys
  • Resources
    • Investment Firms We Have Litigated Against
    • Stoltmann Arbitration Awards
    • Current Investigations
    • Video FAQs
    • How We Are Paid
  • Case Results
  • In The Media
  • Blog
  • Get In Touch

FINRA Fines Next Financial Group for Misconduct In Connection with Short-Term Trading of Class-A Mutual Funds

Stoltmann Law Offices is investigating cases where brokers have overtraded [...]

By James Matthews|September 7, 2022|Failure to Supervise, Fiduciary Duty, FINRA Arbitration, Fraud|Comments Off on FINRA Fines Next Financial Group for Misconduct In Connection with Short-Term Trading of Class-A Mutual Funds
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SEC Increases Scrutiny of Mutual Funds

The Securities and Exchange Commission (SEC) is ramping up its [...]

By James Matthews|January 14, 2016|Fraud, Investment Fraud, Lawsuit|Comments Off on SEC Increases Scrutiny of Mutual Funds
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Chicago Office

161 N Clark Street 16th Floor
Chicago, IL 60601
Phone: 312-332-4200
Fax: 312-332-4201
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Hoffman Estates Office

2000 Center Dr East #C218
Hoffman Estates, IL 60192
Phone: 312-332-4200
Fax: 312-332-4201
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Downers Grove Office

5117 Main St #9
Downers Grove, IL 60515
Phone: 312-332-4200
Fax: 312-332-4201
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About Stoltmann Law

Stoltmann Law Offices, P.C. has dedicated its practice to representing investors in lawsuits and arbitration claims against brokers, financial advisors, investment advisors, and their companies.

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We serve clients nationwide including, but not limited to, those in the following localities: Atlanta, Baltimore, Boston, Chicago, Dallas–Fort Worth, Denver, Detroit, Houston, Indianapolis, Las Vegas, Los Angeles, Miami, New Orleans, New York City, Philadelphia, Phoenix, Pittsburgh, San Antonio, San Bernardino-Riverside, San Diego, San Francisco, Seattle, St. Louis, Tampa–St. Petersburg, and Washington, D.C.

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