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Stoltmann Law Securities Fraud Attorneys
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Stoltmann Law Securities Fraud Attorneys
  • Practice Areas
    • Sim Swap Fraud
    • Class Action Representation
    • Arbitration Process
    • Financial Abuse of Elderly
    • Investment & Securities Fraud
    • Litigation
  • Attorneys
  • Resources
    • Investment Firms We Have Litigated Against
    • Stoltmann Arbitration Awards
    • Current Investigations
    • Video FAQs
    • How We Are Paid
  • Case Results
  • In The Media
  • Blog
  • Get In Touch

Raymond James Tagged with $1.1 million Fine by FINRA for Father-Son Duo’s Commission Scam

Stoltmann Law Offices represents investors in cases where brokers [...]

By James Matthews|November 19, 2022|FINRA, FINRA Arbitration|Comments Off on Raymond James Tagged with $1.1 million Fine by FINRA for Father-Son Duo’s Commission Scam
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SEC Obtains Judgment Against Former Raymond James Broker Michael Shillin

Chicago-based Stoltmann Law Offices offers representation on a contingency fee [...]

By James Matthews|January 26, 2022|Fraud|Comments Off on SEC Obtains Judgment Against Former Raymond James Broker Michael Shillin
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Former Raymond James Adviser Michael Shillin Charged by SEC with Defrauding Up to 100 Clients

Chicago-based Stoltmann Law Offices represents investors who’ve suffered losses from [...]

By James Matthews|October 7, 2021|FINRA Enforcement, Securities and Exchange Commission|Comments Off on Former Raymond James Adviser Michael Shillin Charged by SEC with Defrauding Up to 100 Clients
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Dainforth French; LM Kohn & Company; Troy, Michigan

Public records with the Financial Industry Regulatory Authority (FINRA) state [...]

By James Matthews|June 26, 2018|Fraud, Investment Fraud, Lawsuit|Comments Off on Dainforth French; LM Kohn & Company; Troy, Michigan
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Update For Investors: Kevin Wanner

According to a recent FinancialPlanning article, former Woodbury Financial and [...]

By James Matthews|March 26, 2018|Fraud, Investment Fraud, Lawsuit|Comments Off on Update For Investors: Kevin Wanner
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Morgan Stanley Broker Kenneth Mathieson Suspended and Fined by FINRA

According to a Decision heard before the Financial Industry Regulatory [...]

By James Matthews|March 21, 2018|Fraud, Investment Fraud, Lawsuit|Comments Off on Morgan Stanley Broker Kenneth Mathieson Suspended and Fined by FINRA
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Raymond James Broker Clifford Vatter Allegedly Participated in Unauthorized Trading

According to records with the Financial Industry Regulatory Authority (FINRA), [...]

By James Matthews|October 12, 2017|Uncategorized|Comments Off on Raymond James Broker Clifford Vatter Allegedly Participated in Unauthorized Trading
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Broker Todd Ryman Has Multiple Complaints: What Investors Can Do

According to multiple complaints filed with the Financial Industry Regulatory [...]

By James Matthews|June 14, 2017|Fraud, Investment Fraud, Lawsuit|Comments Off on Broker Todd Ryman Has Multiple Complaints: What Investors Can Do
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Am I Able To Sue Raymond James If I Suffered Losses With William McWilliams?

You are. Raymond James can be sued in the Financial [...]

By James Matthews|May 3, 2017|Fraud, Investment Fraud, Lawsuit|Comments Off on Am I Able To Sue Raymond James If I Suffered Losses With William McWilliams?
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Former Raymond James Advisor Ciro Cavazos Discharged from Firm

Stoltmann Law Offices is investigating Ciro Cavazos, a former Raymond [...]

By James Matthews|May 2, 2017|Uncategorized|Comments Off on Former Raymond James Advisor Ciro Cavazos Discharged from Firm
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Chicago Office

161 N Clark Street 16th Floor
Chicago, IL 60601
Phone: 312-332-4200
Fax: 312-332-4201
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Hoffman Estates Office

2000 Center Dr East #C218
Hoffman Estates, IL 60192
Phone: 312-332-4200
Fax: 312-332-4201
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Downers Grove Office

5117 Main St #9
Downers Grove, IL 60515
Phone: 312-332-4200
Fax: 312-332-4201
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About Stoltmann Law

Stoltmann Law Offices, P.C. has dedicated its practice to representing investors in lawsuits and arbitration claims against brokers, financial advisors, investment advisors, and their companies.

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We serve clients nationwide including, but not limited to, those in the following localities: Atlanta, Baltimore, Boston, Chicago, Dallas–Fort Worth, Denver, Detroit, Houston, Indianapolis, Las Vegas, Los Angeles, Miami, New Orleans, New York City, Philadelphia, Phoenix, Pittsburgh, San Antonio, San Bernardino-Riverside, San Diego, San Francisco, Seattle, St. Louis, Tampa–St. Petersburg, and Washington, D.C.

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