For Investors Who May Have Losses With Beverly Hills Wealth Management and Broker Margaret Black

Stoltmann Law Offices is interested in speaking to those investors who may have suffered losses with Beverly Hills Wealth Management (BHWM) broker Margaret Mulligan Black (aka Margaret Mulligan Scott). Ms. Black recently entered into a cease-and-desist order with the Securities and Exchange Commission (SEC). The cease-and-desist order claims that Black withheld prepaid, unearned advisory fees…

For Investors: Lawsuits Against Essex Capital Corporation

On June 5th, 2018, the Securities and Exchange Commission (SEC) filed a complaint against Essex Capital Corporation and Ralph T. Iannelli. From 2014 until 2017, Essex, and Iannelli, the company’s president and founder, allegedly perpetrated an $80 million, ponzi-type securities fraud scheme. According to the complaint, “Iannelli attracted investments through the sale of promissory notes…

For Those Investors Who May Have Lost Money with Nicholas Genovese and Willow Creek Investments

Stoltmann Law Offices is investigating former broker Nicholas Genovese, who was charged by the Securities and Exchange Commission (SEC) with a brazen offering and investment adviser fraud. The SEC alleged that, since 2014, Genovese and his hedge fund, Willow Creek Investments LP raised more than $5.3 million from at least six investors by affirmatively misrepresenting…

SEC Opens Investigation into Trading “Dark Pools”

The Securities and Exchange Commission (SEC) is investigating several alternative trading systems. It is looking for the “right balance between a principled regulatory approach and an aggressive and comprehensive enforcement effort,” Daniel Hawke, chief of the SEC’s market abuse unit, stated. The SEC will be focused on regulating “dark pools,” private exchanges or forums not…