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Stoltmann Law Securities Fraud Attorneys
  • Practice Areas
    • Class Action Representation
    • Arbitration Process
    • Investment & Securities Fraud
    • Litigation
  • Attorneys
  • Resources
    • Investment Firms We Have Litigated Against
    • Stoltmann Arbitration Awards
    • Current Investigations
    • Video FAQs
    • How We Are Paid
  • Case Results
  • In The Media
  • Blog
  • Get In Touch

Wells Fargo, Merrill Lynch, Oppenheimer, and Stifel Nicolaus Pay Hefty Fines Due to Brokers Excessively Trading UITs

Chicago-based Stoltmann Law Offices is representing investors who’ve suffered losses [...]

By Stoltmann Law|December 22, 2021|Merrill Lynch, UITs, Wells Fargo, Wells Fargo Advisors|Comments Off on Wells Fargo, Merrill Lynch, Oppenheimer, and Stifel Nicolaus Pay Hefty Fines Due to Brokers Excessively Trading UITs
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Richard Shotz; Morgan Stanley; Ormond Beach, Florida

If you or someone you know invested money with Richard [...]

By Stoltmann Law|October 23, 2017|Uncategorized|Comments Off on Richard Shotz; Morgan Stanley; Ormond Beach, Florida
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Update For Investors: Jeffrey Dragon

According to an Order with the Financial Industry Regulatory Authority [...]

By Stoltmann Law|October 19, 2017|Uncategorized|Comments Off on Update For Investors: Jeffrey Dragon
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Elaine LaCerte, Former Morgan Stanley Broker, Accused of Unsuitable UIT Sales

Elaine LaCerte, a former Morgan Stanley broker in Colorado Springs, [...]

By Stoltmann Law|October 9, 2017|Uncategorized|Comments Off on Elaine LaCerte, Former Morgan Stanley Broker, Accused of Unsuitable UIT Sales
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Glenn King Excessively Traded Customer Accounts: For Investors

According to a Decision filed with the Financial Industry Regulatory [...]

By Stoltmann Law|July 24, 2017|Fraud, Investment Fraud, Lawsuit|Comments Off on Glenn King Excessively Traded Customer Accounts: For Investors
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Suing Cadaret Grant & Company For Lee Rosenberg Unsuitable Variable Annuity Investments

Stoltmann Law Offices is investigating Jericho, New York-based Cadaret Grant [...]

By Stoltmann Law|May 3, 2017|Fraud, Investment Fraud, Lawsuit|Comments Off on Suing Cadaret Grant & Company For Lee Rosenberg Unsuitable Variable Annuity Investments
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Chicago, IL 60601
Phone: 312-332-4200
Fax: 312-332-4201
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Hoffman Estates Office

2000 Center Dr East #C218
Hoffman Estates, IL 60192
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Downers Grove Office

5117 Main St #9
Downers Grove, IL 60515
Phone: 312-332-4200
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About Stoltmann Law

Stoltmann Law Offices, P.C. has dedicated its practice to representing investors in lawsuits and arbitration claims against brokers, financial advisors, investment advisors, and their companies.

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We serve clients nationwide including, but not limited to, those in the following localities: Atlanta, Baltimore, Boston, Chicago, Dallas–Fort Worth, Denver, Detroit, Houston, Indianapolis, Las Vegas, Los Angeles, Miami, New Orleans, New York City, Philadelphia, Phoenix, Pittsburgh, San Antonio, San Bernardino-Riverside, San Diego, San Francisco, Seattle, St. Louis, Tampa–St. Petersburg, and Washington, D.C.

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