UITs Archives - Stoltmann Law

Wells Fargo, Merrill Lynch, Oppenheimer, and Stifel Nicolaus Pay Hefty Fines Due to Brokers Excessively Trading UITs

Chicago-based Stoltmann Law Offices is representing investors who’ve suffered losses [...]

By James Matthews|December 22, 2021|Merrill Lynch, UITs, Wells Fargo, Wells Fargo Advisors|Comments Off

Richard Shotz; Morgan Stanley; Ormond Beach, Florida

If you or someone you know invested money with Richard [...]

By James Matthews|October 23, 2017|Uncategorized|Comments Off

Update For Investors: Jeffrey Dragon

According to an Order with the Financial Industry Regulatory Authority [...]

By James Matthews|October 19, 2017|Uncategorized|Comments Off

Elaine LaCerte, Former Morgan Stanley Broker, Accused of Unsuitable UIT Sales

Elaine LaCerte, a former Morgan Stanley broker in Colorado Springs, [...]

By James Matthews|October 9, 2017|Uncategorized|Comments Off

Glenn King Excessively Traded Customer Accounts: For Investors

According to a Decision filed with the Financial Industry Regulatory [...]

By James Matthews|July 24, 2017|Fraud, Investment Fraud, Lawsuit|Comments Off

Suing Cadaret Grant & Company For Lee Rosenberg Unsuitable Variable Annuity Investments

Stoltmann Law Offices is investigating Jericho, New York-based Cadaret Grant [...]

By James Matthews|May 3, 2017|Fraud, Investment Fraud, Lawsuit|Comments Off

Chicago Office

161 N Clark Street 16th Floor
Chicago, IL 60601
Phone: 312-332-4200
Fax: 312-332-4201
Get Directions

Hoffman Estates Office

2000 Center Dr East #C218
Hoffman Estates, IL 60192
Phone: 312-332-4200
Fax: 312-332-4201
Get Directions

Downers Grove Office

5117 Main St #9
Downers Grove, IL 60515
Phone: 312-332-4200
Fax: 312-332-4201
Get Directions

About Stoltmann Law

Stoltmann Law Offices, P.C. has dedicated its practice to representing investors in lawsuits and arbitration claims against brokers, financial advisors, investment advisors, and their companies.

LEARN MORE

We serve clients nationwide including, but not limited to, those in the following localities: Atlanta, Baltimore, Boston, Chicago, Dallas–Fort Worth, Denver, Detroit, Houston, Indianapolis, Las Vegas, Los Angeles, Miami, New Orleans, New York City, Philadelphia, Phoenix, Pittsburgh, San Antonio, San Bernardino-Riverside, San Diego, San Francisco, Seattle, St. Louis, Tampa–St. Petersburg, and Washington, D.C.

Please do not include any confidential or sensitive information in a contact form, text message, or voicemail. The contact form sends information by non-encrypted email, which is not secure. Submitting a contact form, sending a text message, making a phone call, or leaving a voicemail does not create an attorney-client relationship.