Did you lose money with Thomas Stamborski, a registered broker with LaSalle St. Securities in Chicago, Illinois? If so, our Chicago-based attorneys may be able to help you. Please call 312-332-4200 if you have suffered losses with Thomas Stamborski, who has since been permanently barred from the industry. We may be able to help you bring a claim against his former firm, LaSalle St. Securities, for failing to reasonably supervise him while he was registered there. The call to us is free. We sue firms in the Financial Industry Regulatory Authority (FINRA) arbitration forum on a contingency fee basis only, so we only get paid if you recover your financial losses.
According to his FINRA regulatory action, Stamborski participated in outside business activities, also sometimes referred to as “selling away.” This is against securities rules and regulations, and is a tactic used by brokers to generate large commissions for themselves which they don’t have to share with their brokerage firms. Stamborski was registered with Francis Manzo & Company, Parliament Securities Corp, Brook Investments, Whytecliffe Securities, Rodman & Renshaw in Chicago, Illinois from October 1987 until July 1992, LaSalle St. Securities in Elmhurst, Illinois from July 1992 until February 1998, Wayne Hummer Investments in Chicago from March 1998 until July 2000, Focused Investments in Chicago from April 1998 until August 2005 and LaSalle St. Securities in Palatine, Illinois from September 2005 until December 2015. He is not licensed and has been permanently barred from the industry.
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