According to public records available with the Financial Industry Regulatory Authority (FINRA), Tracy Turner, a former registered representative with Colorado Financial Service Corp in Carlsbad, California, allegedly sold $4.1 million worth of investments in saltwater disposal well facilities (SWDs). Turner did not notify his firm of the sales of the SWDs, which occurred between September 2013 and April 2014. FINRA barred him for the sales and he was ordered to pay $272,879 in disgorgement of the commissions he earned for selling them.
Turner was registered with Merrill Lynch, Lehman Brothers, Salomon Smith Barney, Prudential Securities, Lighthouse Capital Corp, Capwest Securities, Private Asset Group, and Colorado Financial Service Corporation in Carlsbad, California from January 2012 until December 2014. He has 31 customer disputes against him, two of which are pending. If you suffered losses with Mr. Turner, you may be able to recover your losses by bringing a legal claim against Colorado Financial Service Corporation on a contingency fee basis. Please call today. The call is free. 312-332-4200.
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