Tye C. Williams Barred From Industry: What Investors Can Do

Did you lose money with Tye Calvin Williams? If so, the attorneys at Stoltmann Law Offices are interested in speaking with you about your losses. We are securities attorneys who take cases on a contingency fee basis in order for investors to recover their losses in the Financial Industry Regulatory Authority (FINRA) arbitration forum. Mr. Williams was accused of converting more than $1,000,000 from customer accounts, making unsuitable investment recommendations and engaging in unauthorized transactions and mismanaged assets, among other things. One customer of Mr. Williams; alleged that from 2004 until 2015, he “mismanaged his finances by exceeding the scope of his authority and unsuitable investments in ventures like ‘Smashburger.’”

According to his online FINRA BrokerCheck report, Mr. Williams was registered with Advantage Capital Corp in Atlanta, Georgia from April 1986 until January 1993, Washington Square Securities in Des Moines, Iowa from January 1993 until December 1997, Mutual Service Corp in Houston, Texas from August 1996 until June 2006, First Heartland Capital in Houston from June 2006 until November 2008 and Next Financial Group in Frisco, Texas from November 2008 until August 2016. He has one pending customer dispute against him, is not licensed within the industry and has been permanently barred from the industry.