Published On: May 23, 2017

Did you suffer losses because of Jonathan Lo, a former broker at NYLife Securities? If so, the attorneys at Stoltmann Law Offices are interested in speaking with you about those losses. Mr. Lo allegedly participated in unspecified misconduct related to the purchase and share of A and B mutual fund shares on a relatively short-term basis, subject to either front-end sales charges or surrender charges. He also failed to appear for an on-the-record testimony with the Financial Industry Regulatory Authority (FINRA) and was barred from the industry because of this.
Mr. Lo was previously registered with Pruco Securities, Morgan Stanley, Merrill Lynch, Chase Investment Services, JP Morgan and NYLife Securities in New York, New York from November 2013 until August 2015. He has five customer disputes against him and has been barred from the industry. If you suffered losses with Jonathan Lo, you may be able to recover those losses in the FINRA arbitration forum on a contingency fee basis. Please call our Chicago-based law offices today at 312-332-4200 to find out how you may be able to recover your losses on a contingency fee basis. The call is free with no obligation.

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If you have suffered financial losses because of the negligence or fraud of your financial advisor or broker through unsuitable investment recommendations, over-concentration, churning, misrepresenting risks, conversion or selling away, you have legal rights and options to pursue recovery of those losses.

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